SEC Form 4 · accession 0001127602-18-014288
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Loechner
Officer — CEO & President · Director
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 5, 2018 | M | 200 | $16.00 | A | 118,787 | D | |
| Common StockF1,F2 | Apr 5, 2018 | S | 200 | $20.00 | D | 118,587 | D | |
| Common StockF1,F2 | Apr 5, 2018 | M | 628 | $16.00 | A | 119,215 | D | |
| Common StockF1,F2 | Apr 5, 2018 | S | 628 | $20.00 | D | 118,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $16.00 | Apr 5, 2018 | M | 200 | D | — | Dec 15, 2024 | Common Stock | 200 | 14,050 | D |
| Stock Option (Right to Buy)F1,F4 | $16.00 | Apr 5, 2018 | M | 628 | D | — | Jul 19, 2023 | Common Stock | 628 | 148,493 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 13,587 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 8,350 underlying shares and will vest with respect to the remaining 5,700 underlying shares in equal installments on December 15, 2018 and December 15, 2019.
- F4This option is vested with respect to 60,243 underlying shares and will vest with respect to the remaining 88,250 underlying shares on July 19, 2018.