SEC Form 4 · accession 0001127602-18-006700
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gosling
Officer — SVP, GC & Secretary
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2018 | M | 5,761 | $16.00 | A | 63,654 | D | |
| Common StockF1,F2 | Feb 15, 2018 | S | 5,761 | $21.49 | D | 57,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $16.00 | Feb 15, 2018 | M | 5,761 | D | — | Sep 4, 2023 | Common Stock | 5,761 | 25,489 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 5,393 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 19,239 underlying shares and will vest with respect to the remaining 6,250 underlying shares on September 4, 2018.