SEC Form 4 · accession 0001127602-18-003966
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Loechner
Officer — CEO & President · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2018 | M | 92,587 | $16.00 | A | 211,174 | D | |
| Common StockF1,F2 | Feb 1, 2018 | S | 92,587 | $21.26 | D | 118,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $16.00 | Feb 1, 2018 | M | 92,587 | D | — | Jul 19, 2023 | Common Stock | 92,587 | 149,121 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 13,587 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 60,871 underlying shares and will vest with respect to the remaining 88,250 underlying shares on July 19, 2018.