SEC Form 4 · accession 0001209191-15-029396
VINCE HOLDING CORP. · VNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SUN CAPITAL SECURITIES FUND, LP
10% Owner
Sun Capital Securities Advisors, LP
10% Owner
Sun Capital Securities, LLC
10% Owner
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 9:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Mar 23, 2015 | P | 14,879 | $17.0099 | A | 5,027,495 | I | See Footnote |
| Common Stock, par value $0.01F1 | Mar 23, 2015 | P | 75,000 | $17.1024 | A | 5,102,495 | I | See Footnote |
| Common Stock, par value $0.01F1 | Mar 24, 2015 | P | 50,000 | $17.0048 | A | 5,152,495 | I | See Footnote |
| Common Stock, par value $0.01F1 | Mar 25, 2015 | P | 50,000 | $17.0115 | A | 5,202,495 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore"), Sun Capital Securities Fund, L.P. ("SCSF LP") and Sun Capital Partners V, L.P. ("SCP V"). The Form 4 for SCP V is filed separately. Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.