SEC Form 4 · accession 0001209191-15-029393

VINCE HOLDING CORP. · VNCE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Mar 23, 2015

Accepted (ET)

Mar 25, 2015 · 9:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001579157

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01^F1,F2	Mar 23, 2015	P	14,879	$17.0099	A	20,065,288	I	See Footnote
Common Stock, par value $0.01^F1,F2	Mar 23, 2015	P	75,000	$17.1042	A	20,140,288	I	See Footnote
Common Stock, par value $0.01^F1,F2	Mar 24, 2015	P	50,000	$17.0048	A	20,190,288	I	See Footnote
Common Stock, par value $0.01^F1,F2	Mar 25, 2015	P	50,000	$17.0115	A	20,240,288	I	See Footnote

No Table II lines on this filing.

F1Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. (Continued in Footnote 2)
F2As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.