SEC Form 4/A · accession 0000899243-17-022961
VINCE HOLDING CORP. · VNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jerome Griffith
Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 29, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Sep 8, 2017 | X | 122,222 | $0.45 | A | 178,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscripton Rights (Right to buy) | $0.45 | Sep 8, 2017 | X | 14,378 | D | Aug 15, 2017 | Sep 8, 2017 | Common Stock | 122,222 | 0 | D |
Explanation of responses
- F1Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 122,222 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.
Remarks
This amendment has been filed to correct the total amount of securities beneficially owned by Jerome Griffith following the reported transactions. In all other respects, the report is unchanged.