SEC Form 4 · accession 0000899243-16-028618
VINCE HOLDING CORP. · VNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Engebretson
Officer — See Remarks
Period of report
Sep 1, 2016
Accepted (ET)
Sep 7, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579157
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.86 | Sep 1, 2016 | A | 60,000 | A | — | Sep 1, 2026 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The options were granted on September 1, 2016 pursuant to the Vince 2013 Omnibus Incentive Plan. Such options shall vest over the course of four years, with 25% of the options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.
Remarks
Executive Vice President, Operations