SEC Form 4 · accession 0000899243-16-018514
VINCE HOLDING CORP. · VNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome Griffith
Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Apr 21, 2016 | X | 1,030 | $5.50 | A | 4,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (Right to buy) | $5.50 | Apr 21, 2016 | X | 3,237 | D | Mar 29, 2016 | Apr 21, 2016 | Common Stock | 1,030 | 0 | D |
Explanation of responses
- F1Represents the exercise of subscription rights in the Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 0.3183 shares of Vince common stock, resulting in the purchase by the Reporting Person of 1,030 shares of Vince common stock. The Reporting Person did not exercise any oversubscription rights.