SEC Form 4 · accession 0001192482-17-000059
StoneCastle Financial Corp. · BANX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara Miller
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 8, 2017 | P | 1,938 | $20.065 | A | 1,938 | D | |
| Common stock | Mar 8, 2017 | P | 62 | $20.0975 | A | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.