SEC Form 4 · accession 0000927089-18-000265
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack E Rothkopf
Officer — SVP, CFO and Treasurer
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2018 | M | 18,683 | $11.84 | A | 55,658 | D | |
| Common Stock | Jun 20, 2018 | F | 11,224 | $19.71 | D | 44,434 | D | |
| Common StockF1 | Jun 20, 2018 | S | 5,000 | $19.50 | D | 39,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $11.84 | Jun 20, 2018 | M | 18,683 | D | Jan 5, 2010 | Jan 5, 2019 | Common Stock | 18,683 | 0 | D |
| Stock OptionF2 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF4 | $7.68 | holding | — | — | — | Jan 5, 2014 | Jan 5, 2023 | Common Stock | 5,901 | 5,901 | D |
Explanation of responses
- F1Includes 6,000 shares which reflects the unvested portion of a grant originally covering 15,000 shares pursuant to the 2014 SIP that vest 20% per year commencing on February 18, 2016.
- F2The options are vesting at a rate of 20% per year commencing on February 18, 2016.
- F3The options vested at a rate of 20% per year commencing on January 5, 2010.
- F4The options vested at a rate of 20% per year commencing on January 5, 2014.