SEC Form 4 · accession 0000927089-18-000145
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A J Fanelli
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2018 | M | 15,000 | $11.84 | A | 43,763 | D | |
| Common Stock | Mar 23, 2018 | S | 15,000 | $17.90 | D | 28,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $11.84 | Mar 23, 2018 | M | 15,000 | D | Jan 5, 2010 | Jan 5, 2019 | Common Stock | 15,000 | 11,690 | D |
| Stock OptionF2 | $17.43 | holding | — | — | — | Mar 1, 2018 | Mar 1, 2027 | Common Stock | 5,707 | 5,707 | D |
| Stock OptionF3 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 4,000 shares which reflects the unvested portion of a grant originally covering 10,000 shares pursuant to the 2014 Stock Incentive Plan ("2014 SIP") that are vesting 20% per year commencing on February 18, 2016. Also includes 3, 426 shares which reflects the unvested portion of a grant originally covering 4,282 shares pursuant to the 2014 SIP that are vesting 20% per year commencing on March 1, 2018.
- F2The options are vesting at the rate of 20% per year commencing on March 1, 2018.
- F3The options are vesting at the rate of 20% per year commencing on February 18, 2016.
- F4The options vested at a rate of 20% per year commencing in January 5, 2010.