SEC Form 4 · accession 0000927089-18-000142
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Pollack
Officer — President and CEO · Director
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2018 | A | 12,500 | $0.00 | A | 55,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $18.46 | Mar 21, 2018 | A | 80,000 | A | Mar 21, 2019 | Mar 21, 2028 | Common Stock | 80,000 | 80,000 | D |
| Stock OptionF3 | $14.42 | holding | — | — | — | Aug 17, 2017 | Aug 17, 2026 | Common Stock | 10,000 | 10,000 | D |
| Stock OptionF4 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Represents the grant of 12,500 shares pursuant to the 2014 Stock Incentive Plan ("2014 SIP") that vest 20% per year commencing on March 31, 2019. Includes 2,000 shares which reflects the unvested portion of a grant originally covering 2,500 shares granted pursuant to the 2014 SIP that vest 20% per year commencing on August 17, 2017. Also includes 4,000 shares which reflects the unvested portion of a grant originally covering 10,000 shares granted pursuant to the 2014 SIP that vest 20% per year commencing on February 18, 2016.
- F2The options vest at the rate of 20% per year commencing on March 21, 2019.
- F3The options vest at the rate of 20% per year commencing on August 17, 2017.
- F4The options vest at the rate of 20% per year commencing on February 18, 2016.