SEC Form 4 · accession 0000927089-18-000086
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce E Miller
Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 16, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2018 | L | 188 | $16.99 | A | 29,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $17.43 | holding | — | — | — | Mar 1, 2018 | Mar 1, 2027 | Common Stock | 5,707 | 5,707 | D |
| Stock OptionF3 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionF4 | $10.68 | holding | — | — | — | Jan 5, 2015 | Jan 6, 2024 | Common Stock | 13,345 | 13,345 | D |
| Stock OptionF5 | $7.68 | holding | — | — | — | Jan 5, 2014 | Jan 5, 2023 | Common Stock | 13,345 | 13,345 | D |
Explanation of responses
- F1Includes 3,426 shares which reflects the unvested portion of a grant originally covering 4,282 shares granted pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on March 1, 2018. Also includes 6,000 shares which reflects the unvested portion of a grant originally covering 10,000 shares pursuant to the 2014 Stock Incentive Plan that are vesting 20% per year commencing on February 18, 2016.
- F2The options are vesting at a rate of 20% per year commencing on March 1, 2018.
- F3The options are vesting at a rate of 20% per year commencing on February 18, 2016.
- F4The options are vesting at a rate of 20% per year commencing on January 6, 2015.
- F5The options are vesting at a rate of 20% per year commencing on January 5, 2014.