SEC Form 4 · accession 0000927089-18-000042
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony V. Migliorino
Officer — Executive Vice President, COO
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 10:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | P | 1,000 | $17.60 | A | 10,500 | D | |
| Common StockF2 | holding | — | — | — | 2,983 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 2,796 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $14.42 | holding | — | — | — | Aug 17, 2017 | Aug 17, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Includes grant of 22 shares which reflects the unvested portion of a grant originally covering 27 shares granted pursuant to the 2014 Stock Incentive Plan and 5,979 shares which reflects the unvested portion of a grant originally covering 7,473 shares granted pursuant to the 2008 Recognition and Retention Plan and Trust Agreement. The grants vest 20% per year commencing on August 17, 2017.
- F2Reflects units which represent share interests in the Issuer's 401(k) Plan. Also reflects units acquired in the Issuer's 401(k) Plan since the last ownership report filed by the reporting person.
- F3Reflects shares allocated to the reporting person's account in the ESOP for the plan year ending December 31, 2016.
- F4The options vest at the rate of 20% per year commencing August 17, 2017.