SEC Form 4 · accession 0000927089-18-000039
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Pollack
Officer — President and CEO · Director
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 10:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2018 | P | 1,000 | $17.50 | A | 35,936 | D | |
| Common StockF1 | Jan 26, 2018 | P | 500 | $17.65 | A | 36,436 | D | |
| Common StockF1 | Jan 26, 2018 | P | 1,000 | $17.75 | A | 37,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $14.42 | holding | — | — | — | Aug 17, 2017 | Aug 17, 2026 | Common Stock | 10,000 | 10,000 | D |
| Stock OptionF3 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 2,000 shares which reflects the unvested portion of a grant originally covering 2,500 shares granted pursuant to the 2014 Stock Incentive Plan ("2014 SIP") that vest 20% per year commencing on August 17, 2017. Also includes 6,000 shares which reflects the unvested portion of a grant originally covering 10,000 shares granted pursuant to the 2014 SIP that vest 20% per year commencing on February 18, 2016.
- F2The options vest at the rate of 20% per year commencing on August 17, 2017.
- F3The options vest at the rate of 20% per year commencing on February 18, 2016.