SEC Form 4 · accession 0000927089-17-000117
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Hosier
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | A | 4,282 | $0.00 | A | 25,122 | D | |
| Common Stock | holding | — | — | — | 6,078 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $17.43 | Mar 1, 2017 | A | 5,707 | A | Mar 1, 2018 | Mar 1, 2027 | Common Stock | 5,707 | 5,707 | D |
| Stock OptionF4 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionF5 | $10.10 | holding | — | — | — | Jan 5, 2011 | Jan 5, 2020 | Common Stock | 13,345 | 13,345 | D |
| Stock OptionF6 | $7.68 | holding | — | — | — | Jan 5, 2014 | Jan 5, 2023 | Common Stock | 13,345 | 13,345 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on February 18, 2016.
- F2Includes 1,068 shares held in the 2008 Recognition and Retention Plan and Trust Agreement which reflects the unvested portion of a grant originally covering 5,338 shares (taking into account second-step conversion exchange ratio) that is vesting at the rate of 20% per year commencing on January 5, 2014. Also includes 6,000 shares which reflects the unvested portion of grant originally covering 10,000 shares pursuant to the 2014 Stock Incentive Plan that is vesting 20% per year commencing on February 18, 2016.
- F3The options vest at the rate of 20% per year commencing on March 1, 2018.
- F4The options are vesting at the rate of 20% per year commencing on February 18, 2016.
- F5The options vested at the rate of 20% per year commencing on January 5, 2011.
- F6The options are vesting at the rate of 20% commencing on January 5, 2014.