SEC Form 4 · accession 0000927089-16-000866
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Pollack
Officer — President and CEO · Director
Period of report
Jun 22, 2016
Accepted (ET)
Jun 23, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2016 | P | 2,500 | $14.70 | A | 32,235 | D | |
| Common StockF1 | Jun 23, 2016 | P | 1 | $14.50 | A | 32,236 | D | |
| Common StockF1 | Jun 23, 2016 | P | 200 | $14.69 | A | 32,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 8,000 shares which reflects the unvested portion of a grant originally covering 10,000 shares granted pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on February 18, 2016.
- F2The options vest at the rate of 20% per year commencing on February 18, 2016.