SEC Form 4 · accession 0000927089-15-000624
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome R Balka
Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 4,000 | $11.84 | A | 28,375 | D | |
| Common StockF1 | Dec 11, 2015 | S | 4,000 | $14.81 | D | 24,375 | D | |
| Common Stock | holding | — | — | — | 1,888 | I | By 401(K) Plan | |
| Common Stock | holding | — | — | — | 4,721 | I | By IRA | |
| Common Stock | holding | — | — | — | 472 | I | By Danielle Thomas Revocable Trust | |
| Common Stock | holding | — | — | — | 4,721 | I | By Balka Grandchildren Trust | |
| Common Stock | holding | — | — | — | 66 | I | By Estate of Helen Klara |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $11.84 | Dec 11, 2015 | M | 4,000 | D | Jan 5, 2010 | Jan 5, 2019 | Common Stock | 4,000 | 22,690 | D |
| Stock OptionF3 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 10,000 shares granted pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on February 18, 2016.
- F2The options vested at a rate of 20% per year commencing on January 5, 2010.
- F3The options vest at the rate of 20% per year commencing on February 18, 2016