SEC Form 4 · accession 0000927089-15-000411
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce E Miller
Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 11:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2015 | P | 335 | $14.10 | A | 23,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionF3 | $10.68 | holding | — | — | — | Jan 5, 2015 | Jan 6, 2024 | Common Stock | 13,345 | 13,345 | D |
| Stock OptionF4 | $7.68 | holding | — | — | — | Jan 5, 2014 | Jan 5, 2023 | Common Stock | 13,345 | 13,345 | D |
Explanation of responses
- F1Includes 3,204 shares held in the 2008 Recognition and Retention Plan Trust which reflects the unvested portion of a grant made on January 5, 2013 of 5,338 shares of common stock that is vesting at the rate of 20% per year commencing on January 5, 2014. Also includes grant of 10,000 shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on February 18, 2016.
- F2The options are vesting at a rate of 20% per year commencing on February 18, 2016.
- F3The options are vesting at a rate of 20% per year commencing on January 6, 2015.
- F4The options are vesting at a rate of 20% per year commencing on January 5, 2014.