SEC Form 4 · accession 0001578735-17-000049
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Newgarden
Officer — Executive Vice President
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Mar 31, 2017 | M | 40,100 | $10.50 | A | 45,284 | D | |
| Common Stock, $.01 par valueF1 | Mar 31, 2017 | S | 40,100 | $23.6611 | D | 5,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $10.50 | Mar 31, 2017 | M | 40,100 | D | Jun 6, 2014 | Jun 6, 2023 | Common Stock, $.01 par value | 40,100 | 45,775 | D |
Explanation of responses
- F1Reflects a weighted average purchase price of $23.6611 per share, at prices ranging from $23.55 to $23.73 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.