SEC Form 4 · accession 0001578735-17-000002
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Bolar
Officer — Chief Accounting Officer
Period of report
Aug 15, 2016
Accepted (ET)
Feb 7, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Aug 15, 2016 | M | 4,100 | $10.50 | A | 4,568 | D | |
| Common Stock, $.01 par value | Aug 15, 2016 | S | 4,100 | $22.40 | D | 468 | D | |
| Common Stock, $.01 par value | Aug 23, 2016 | M | 44,625 | $10.50 | A | 45,093 | D | |
| Common Stock, $.01 par value | Aug 23, 2016 | S | 44,625 | $21.9704 | D | 468 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $10.50 | Aug 15, 2016 | M | 4,100 | D | Jun 6, 2014 | Jun 6, 2023 | Common Stock, $.01 par value | 4,100 | 74,350 | D |
| Option to Purchase Common Stock | $10.50 | Aug 23, 2016 | M | 44,625 | D | Jun 6, 2014 | Jun 6, 2023 | Common Stock, $.01 par value | 44,625 | 25,625 | D |