SEC Form 4 · accession 0001578735-16-000173
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Karfunkel
Officer — Executive Vice President · Director
Period of report
Dec 28, 2016
Accepted (ET)
Dec 30, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Dec 28, 2016 | G | 320,000 | $0.00 | A | 321,072 | D | |
| Common Stock, $.01 par valueF2 | Dec 29, 2016 | G | 320,000 | $0.00 | D | 1,072 | D | |
| Common Stock, $.01 par valueF2 | Dec 29, 2016 | G | 320,000 | $0.00 | A | 320,000 | I | Held by RK Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 28, 2016, the Michael Karfunkel Family 2005 Trust distributed 320,000 shares to the reporting person.
- F2On December 29, 2016, the reporting person transferred by gift 320,000 shares to the Robert M. Karfunkel 2016 GST Trust ("RK Trust"), of which the reporting person's spouse is the trustee.