SEC Form 4 · accession 0001578735-16-000165
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Weissmann
Officer — General Counsel & Secretary
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 15, 2016 | M | 18,000 | $6.53 | A | 34,053 | D | |
| Common Stock, $.01 par valueF1 | Nov 15, 2016 | S | 18,000 | $22.7825 | D | 16,053 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $6.53 | Nov 15, 2016 | M | 18,000 | D | Jan 27, 2013 | Jan 27, 2022 | Common Stock, $.01 par value | 18,000 | 134,228 | D |
Explanation of responses
- F1Reflects a weighted average sale price of $22.7825 per share, at prices ranging from $22.23 to $23.00 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.