SEC Form 4 · accession 0001578735-15-000084
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Newgarden
Officer — Executive Vice President
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Dec 8, 2015 | M | 20,000 | $10.50 | A | 20,100 | D | |
| Common Stock, $.01 par valueF1,F2 | Dec 8, 2015 | S | 20,000 | $21.8868 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $10.50 | Dec 8, 2015 | M | 20,000 | D | Jun 6, 2014 | Jun 6, 2023 | Common Stock, $.01 par value | 20,000 | 105,875 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2015.
- F2Reflects a weighted average sale price of $21.8868 per share, at prices ranging from $21.76 to $22.05 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.