SEC Form 4 · accession 0001578735-15-000053
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Byron Storms
Officer — President - P&C
Period of report
Jul 13, 2015
Accepted (ET)
Jul 14, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Jul 13, 2015 | M | 16,500 | $6.97 | A | 16,600 | D | |
| Common Stock, $.01 par valueF1 | Jul 13, 2015 | S | 16,500 | $22.5758 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $6.97 | Jul 13, 2015 | M | 16,500 | D | Jun 1, 2013 | Aug 3, 2022 | Common Stock, $.01 par value | 16,500 | 545,498 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2015.