SEC Form 4 · accession 0001578735-15-000047
National General Holdings Corp. · NGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Hal Weiner
Officer — Chief Financial Officer
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | May 18, 2015 | M | 10,000 | $3.67 | A | 10,100 | D | |
| Common Stock, $.01 par valueF1 | May 18, 2015 | S | 10,000 | $19.46 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $3.67 | May 18, 2015 | M | 10,000 | D | Mar 1, 2011 | Jun 29, 2020 | Common Stock, $.01 par value | 10,000 | 132,228 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2014.