SEC Form 4 · accession 0001209191-18-060176
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Marcus
Director · 10% Owner
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 26, 2018 | S | 50,000 | $37.0377 | D | 14,934,231 | I | By LLC |
| Common StockF4,F3 | Nov 27, 2018 | S | 26,681 | $37.0137 | D | 14,907,550 | I | By LLC |
| Common StockF5,F3 | Nov 28, 2018 | S | 20,202 | $37.011 | D | 14,887,348 | I | By LLC |
| Common Stock | holding | — | — | — | 18,021 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the shares of Common Stock is from $37.00 to $37.1225. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2Amount reflects the correction of an arithmetic error in the last Form 4 filed November 19, 2018. The prior ending balance in Column 5 should have been 14,984,231.
- F3Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.
- F4The range of prices for the shares of Common Stock is from $37.00 to $37.095. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5The range of prices for the shares of Common Stock is from $37.00 to $37.06. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.