SEC Form 4 · accession 0001209191-18-057484
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Marcus
Director · 10% Owner
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 2, 2018 | S | 50,000 | $35.1047 | D | 15,293,662 | I | By LLC |
| Common StockF4,F3 | Nov 5, 2018 | S | 50,000 | $34.82 | D | 15,243,662 | I | By LLC |
| Common StockF5,F3 | Nov 6, 2018 | S | 50,000 | $34.8612 | D | 15,193,662 | I | By LLC |
| Common Stock | holding | — | — | — | 18,021 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
- F2The range of prices for the shares of Common Stock is from $34.87 to $35.40. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.
- F4The range of prices for the shares of Common Stock is from $34.6125 to $35.02. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5The range of prices for the shares of Common Stock is from $34.58 to $35.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.