SEC Form 4 · accession 0001209191-18-047095
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Marcus
Director · 10% Owner
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 15, 2018 | J | 559,091 | $0.00 | D | 15,781,958 | I | By LLC |
| Common Stock | Aug 15, 2018 | J | 550,000 | $0.00 | A | 568,021 | D | |
| Common Stock | Aug 15, 2018 | G | 550,000 | $0.00 | D | 18,021 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.
- F2Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.
- F3Gift of shares to charitable foundation.