SEC Form 4 · accession 0001209191-18-032481
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Phoenix Investments Holdings LLC
10% Owner
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | S | 22,039 | $37.4188 | D | 17,545,744 | D | |
| Common StockF2 | May 21, 2018 | S | 54,379 | $37.6236 | D | 17,491,365 | D | |
| Common StockF3 | May 22, 2018 | S | 62,688 | $37.7153 | D | 17,428,677 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the shares of Common Stock is from $37.3244 to $37.75. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2The range of prices for the shares of Common Stock is from $37.4386 to $37.86. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3The range of prices for the shares of Common Stock is from $37.5076 to $37.80. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.