SEC Form 4 · accession 0001209191-17-014014
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Hughes
Officer — SVP Marcus & Millichap Capital
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 21, 2017 | S | 441 | $27.5483 | D | 143,057 | I | By Trust |
| Common StockF4,F3 | Feb 22, 2017 | S | 6,100 | $28.0266 | D | 136,957 | I | By Trust |
| Common Stock | holding | — | — | — | 40,540 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Common Stock is from $27.51 to $27.58. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.
- F4The range of prices for the shares of Common Stock is from $28.00 to $28.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.