SEC Form 4 · accession 0001209191-16-154209
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Marcus
Director · 10% Owner
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 6, 2016 | J | 400,001 | $0.00 | D | 20,162,000 | I | By LLC |
| Common Stock | Dec 6, 2016 | J | 393,496 | $0.00 | A | 406,452 | D | |
| Common Stock | Dec 6, 2016 | G | 393,496 | $0.00 | D | 12,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.
- F2Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.
- F3Gift of shares to charitable foundation.