SEC Form 4 · accession 0001209191-16-150649
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hessam Nadji
Officer — Chief Executive Officer · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2016 | S | 4,500 | $26.7864 | D | 355,233 | D | |
| Common StockF3 | Nov 15, 2016 | S | 3,833 | $25.4576 | D | 351,400 | D | |
| Common StockF4 | Nov 15, 2016 | S | 667 | $26.2497 | D | 350,733 | D | |
| Common StockF5 | Nov 16, 2016 | S | 4,500 | $25.3474 | D | 346,233 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
- F2The range of prices for the shares of Common Stock is from $26.59 to $27.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3The range of prices for the shares of Common Stock is from $25.12 to $26.09. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F4The range of prices for the shares of Common Stock is from $26.12 to $26.34. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5The range of prices for the shares of Common Stock is from $25.16 to $25.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.