SEC Form 4 · accession 0001209191-16-109116
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Henry Schwarz
Officer — Chief Accounting Officer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | P | 300 | $23.72 | A | 300 | I | By Trust |
| Common StockF2 | holding | — | — | — | 186 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
- F2Represents shares acquired under the Issuer's Employee Stock Purchase Plan.