SEC Form 4 · accession 0001209191-15-087080

Marcus & Millichap, Inc. · MMI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 5, 2015

Accepted (ET)

Dec 28, 2015 · 2:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001578732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 5, 2015	M	114,746	—	A	114,746	D
Common Stock^F2	Nov 5, 2015	F	45,440	$40.90	D	69,306	D
Common Stock^F3	holding	—	—		—	567,407	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1,F4	—	Nov 5, 2015	M	114,746	D	—	—	Common Stock	114,746	344,236	D

F1Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
F2Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.
F3Voting and investment power over the shares held by the Gene Allen Berman Trust Dated 5/9/06 is exercised by Mr. Gene Allen Berman, its trustee.
F4The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.