SEC Form 4 · accession 0001193125-26-347174
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven F. DeGennaro
Officer — EVP and CFO
Period of report
Aug 10, 2026
Accepted (ET)
Aug 12, 2026 · 5:16 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2026 | M | 1,500 | — | A | 42,590 | D | |
| Common StockF3 | Aug 10, 2026 | F | 761 | $30.67 | D | 42,709 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F4 | — | Aug 10, 2026 | M | 1,500 | D | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on August 10, 2026.
- F3Includes 880 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
- F4The restricted stock units vest in five equal annual installments beginning August 10, 2021.