SEC Form 4/A · accession 0001181431-15-007999
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John J. Kerin
Officer — President and CEO · Director
Period of report
Nov 5, 2013
Accepted (ET)
Jun 8, 2015 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2013 | P | 3,000 | $12.00 | A | 3,000 | I | By Spouse |
| Common StockF2 | Jun 4, 2015 | S | 1,000 | $49.06 | D | 924,376 | I | By Trust |
| Common StockF3 | holding | — | — | — | 1,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased by Mr. Kerin's spouse pursuant to friends and family program. The Shares were transferred to the Kerin Family Trust dated January 5, 2001 on January 22, 2015.
- F2Voting and investment power over the shares held by The Kerin Family Trust dated January 5, 2001 is exercised by John J. Kerin and Mary Kerin, its co-trustees.
- F3Includes 1,900 shares acquired under the Issuer's employee stock purchase plan.