SEC Form 4 · accession 0001181431-15-005989
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J. Kerin
Officer — President and CEO · Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 16, 2015 | S | 18,956 | $37.1249 | D | 967,656 | I | By Trust |
| Common StockF4,F3 | Apr 17, 2015 | S | 22,879 | $36.4504 | D | 944,777 | I | By Trust |
| Common StockF5,F3 | Apr 20, 2015 | S | 20,401 | $36.8349 | D | 924,376 | I | By Trust |
| Common StockF6 | holding | — | — | — | 1,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
- F2The range of prices for the shares of Common Stock is from $37.02 to $37.2775. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Voting and investment power over the shares held by The Kerin Family Trust dated January 5, 2001 is exercised by John J. Kerin and Mary Kerin, its co-trustees.
- F4The range of prices for the shares of Common Stock is from $36.01 to $36.81. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5The range of prices for the shares of Common Stock is from $36.51 to $37.22. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F6Includes 1,250 shares acquired under the Issuer's employee stock purchase plan.