SEC Form 4 · accession 0001181431-15-005846
Marcus & Millichap, Inc. · MMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J. Kerin
Officer — President and CEO · Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 13, 2015 | S | 21,102 | $38.4579 | D | 1,016,120 | I | By Trust |
| Common StockF4,F3 | Apr 14, 2015 | S | 15,769 | $37.9397 | D | 1,000,351 | I | By Trust |
| Common StockF5,F3 | Apr 15, 2015 | S | 13,739 | $37.5203 | D | 986,612 | I | By Trust |
| Common StockF6 | holding | — | — | — | 1,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
- F2The range of prices for the shares of Common Stock is from $38.30 to $38.75. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Voting and investment power over the shares held by The Kerin Family Trust dated January 5, 2001 is exercised by John J. Kerin and Mary Kerin, its co-trustees.
- F4The range of prices for the shares of Common Stock is from $37.78 to $38.32. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5The range of prices for the shares of Common Stock is from $37.32 to $37.98. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F6Includes 1,250 shares acquired under the Issuer's employee stock purchase plan.