SEC Form 4 · accession 0001144204-18-064549
Alcentra Capital Corp · ABDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Glaser
Officer — Co-President
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 8:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | P | 20,720 | $6.882 | A | 20,720 | D | |
| Common StockF2 | Dec 12, 2018 | P | 16,280 | $6.995 | A | 37,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.69 to $7.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) in this Form 4.
- F2The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.00 per share, inclusive.