SEC Form 4 · accession 0001144204-17-041248
Alcentra Capital Corp · ABDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven H Reiff
Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | P | 7,000 | $10.732 | A | 7,000 | D | |
| Common StockF1 | Aug 7, 2017 | P | 4,668 | $10.70 | A | 4,668 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Alcentra Capital Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.69 to $10.70 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.