SEC Form 4 · accession 0001144204-15-017978
Alcentra Capital Corp · ABDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Echausse
Officer — President & CEO · Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 24, 2015 · 1:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2015 | P | 1,000 | $14.13 | A | 61,340 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 58,039.96 shares previously held through BNY Mellon Alcentra Mezzanine III, L.P. which were distributed to the reporting person on December 31, 2014 and are now owned directly.