SEC Form 3/A · accession 0001144204-15-014186
Alcentra Capital Corp · ABDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Gold
Officer — Senior Vice President
Period of report
May 8, 2014
Accepted (ET)
Mar 5, 2015 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,706 | I | By BNY Mellon-Alcentra Mezzanine III, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were omitted from the reporting person's original Form 3.