SEC Form 4 · accession 0001209191-15-044364
CM Finance Inc · CMFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Mauer
Officer — Chief Executive Officer · Director
Period of report
May 19, 2015
Accepted (ET)
May 19, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2015 | P | 2,500 | $13.946 | A | 87,499 | D | |
| Common Stock | May 19, 2015 | P | 400 | $13.95 | A | 87,899 | D | |
| Common Stock | May 19, 2015 | P | 100 | $13.97 | A | 87,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 0.119 shares acquired under the CM Finance Inc dividend reinvestment plan.