SEC Form 4 · accession 0001144204-16-102265
CM Finance Inc · CMFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Mauer
Officer — Chief Executive Officer · Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | P | 5,944 | $8.54 | A | 103,146 | D | |
| Common Stock | May 12, 2016 | P | 56 | $8.5699 | A | 103,202 | D | |
| Common Stock | May 13, 2016 | S | 6,000 | $8.2905 | D | 97,202 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 0.2 shares acquired under the CM Finance Inc dividend reinvestment plan.