SEC Form 4 · accession 0000899243-17-026340
CM Finance Inc · CMFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rocco Delguercio
Officer — CFO, CCO & Treasurer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 15, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | P | 1,000 | $8.2784 | A | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.