SEC Form 4 · accession 0000899243-15-009942
CM Finance Inc · CMFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Lee
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 16, 2015 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | S | 1,500 | $10.15 | D | 6,302 | D | |
| Common Stock | Dec 15, 2015 | P | 400 | $10.15 | A | 6,702 | D | |
| Common Stock | Dec 15, 2015 | P | 1,500 | $10.196 | A | 8,202 | D | |
| Common Stock | Dec 15, 2015 | P | 600 | $10.20 | A | 8,802 | D | |
| Common Stock | Dec 15, 2015 | P | 1,200 | $10.1981 | A | 10,002 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1.173 shares acquired under the CM Finance Inc dividend reinvestment plan.