SEC Form 4 · accession 0000899243-15-008161

CM Finance Inc · CMFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Nov 13, 2015

Accepted (ET)

Nov 16, 2015 · 11:00 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001578348

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 13, 2015	P	100	$11.38	A	92,599	D
Common Stock	Nov 13, 2015	P	1,027	$11.40	A	93,626	D
Common Stock	Nov 13, 2015	P	2	$11.20	A	93,628	D
Common Stock	Nov 13, 2015	P	200	$11.23	A	93,828	D
Common Stock	Nov 13, 2015	P	500	$11.2399	A	94,328	D
Common Stock	Nov 13, 2015	P	200	$11.24	A	94,528	D
Common Stock	Nov 13, 2015	P	100	$11.2425	A	94,628	D
Common Stock	Nov 13, 2015	P	100	$11.24	A	94,728	D
Common Stock	Nov 13, 2015	P	200	$11.25	A	94,928	D
Common Stock	Nov 13, 2015	P	200	$11.27	A	95,128	D
Common Stock	Nov 13, 2015	P	300	$11.28	A	95,428	D
Common Stock	Nov 13, 2015	P	100	$11.2799	A	95,528	D
Common Stock	Nov 13, 2015	P	100	$11.275	A	95,628	D
Common Stock	Nov 13, 2015	P	452	$11.29	A	96,080	D
Common Stock	Nov 13, 2015	P	200	$11.32	A	96,280	D
Common Stock	Nov 13, 2015	P	100	$11.35	A	96,380	D
Common Stock	Nov 13, 2015	P	621	$11.37	A	97,001	D
Common Stock	Nov 13, 2015	P	200	$11.36	A	97,201	D

No Table II lines on this filing.

F1Includes 0.165 shares acquired under the CM Finance Inc dividend reinvestment plan.