SEC Form 4 · accession 0000899243-15-004923
CM Finance Inc · CMFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Ryder
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | P | 649 | $11.61 | A | 25,561 | D | |
| Common Stock | Sep 16, 2015 | P | 3,000 | $11.50 | A | 28,561 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 0.09 shares acquired under the CM Finance Inc dividend reinvestment plan.