SEC Form 4 · accession 0001209191-19-004209
Premier, Inc. · PINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Alfred Hargraves
Officer — SVP, Supply Chain
Period of report
Jan 16, 2019
Accepted (ET)
Jan 17, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 16, 2019 | M | 3,721 | $32.90 | A | 14,829 | D | |
| Class A Common Stock | Jan 16, 2019 | M | 1,976 | $31.65 | A | 16,805 | D | |
| Class A Common Stock | Jan 16, 2019 | M | 600 | $31.80 | A | 17,405 | D | |
| Class A Common Stock | Jan 16, 2019 | M | 4,139 | $35.65 | A | 21,544 | D | |
| Class A Common Stock | Jan 16, 2019 | S | 10,436 | $39.95 | D | 11,108 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $32.90 | Jan 16, 2019 | M | 3,721 | D | — | Aug 25, 2027 | Class A Common Stock | 3,721 | 7,443 | D |
| Option (right to buy)F3 | $31.65 | Jan 16, 2019 | M | 1,976 | D | — | Aug 31, 2026 | Class A Common Stock | 1,976 | 988 | D |
| Option (right to buy)F4 | $31.80 | Jan 16, 2019 | M | 600 | D | — | May 31, 2026 | Class A Common Stock | 600 | 300 | D |
| Option (right to buy)F5 | $35.65 | Jan 16, 2019 | M | 4,139 | D | — | Aug 31, 2025 | Class A Common Stock | 4,139 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018.
- F2The right to exercise one-third of the options on each of August 24, 2018, 2019 and 2020.
- F3The right to exercise one-third of the options on each of August 30, 2017, 2018 and 2019.
- F4The right to exercise one-third of the options on each of May 30, 2017, 2018 and 2019.
- F5The right to exercise one-third of the options on each of August 30, 2016, 2017 and 2018.